Network Working Group S. Hollenbeck Request for Comments: 4310 VeriSign, Inc. Category: Standards Track November 2005 Domain Name System (DNS) Security Extensions Mapping for the Extensible Provisioning Protocol (EPP) Status of this Memo This document specifies an Internet standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the "Internet Official Protocol Standards" (STD 1) for the standardization state and status of this protocol. Distribution of this memo is unlimited. Copyright Notice Copyright (C) The Internet Society (2005). Abstract This document describes an Extensible Provisioning Protocol (EPP) extension mapping for the provisioning and management of Domain Name System security extensions (DNSSEC) for domain names stored in a shared central repository. Specified in XML, this mapping extends the EPP domain name mapping to provide additional features required for the provisioning of DNS security extensions. Table of Contents 1. Introduction ....................................................2 1.1. Conventions Used in This Document ..........................2 2. Object Attributes ...............................................3 2.1. Delegation Signer Information ..............................3 2.1.1. Public Key Information ..............................3 2.2. Booleans ...................................................3 2.3. Maximum Signature Lifetime Values ..........................4 3. EPP Command Mapping .............................................4 3.1. EPP Query Commands .........................................4 3.1.1. EPP Command .................................4 3.1.2. EPP Command ..................................4 3.1.3. EPP Command ..............................8 3.2. EPP Transform Commands .....................................8 3.2.1. EPP Command ................................8 3.2.2. EPP Command ...............................11 3.2.3. EPP Command ................................11 3.2.4. EPP Command .............................11 Hollenbeck Standards Track [Page 1] RFC 4310 EPP DNS Security Extensions Mapping November 2005 3.2.5. EPP Command ...............................11 4. Formal Syntax ..................................................15 5. Internationalization Considerations ............................18 6. IANA Considerations ............................................18 7. Security Considerations ........................................18 8. Acknowledgements ...............................................20 9. References .....................................................20 9.1. Normative References ......................................20 9.2. Informative References ....................................21 1. Introduction This document describes an extension mapping for version 1.0 of the Extensible Provisioning Protocol (EPP) described in RFC 3730 [1]. This mapping, an extension of the domain name mapping described in RFC 3731 [2], is specified using the Extensible Markup Language (XML) 1.0 [3] and XML Schema notation ([4], [5]). The EPP core protocol specification [1] provides a complete description of EPP command and response structures. A thorough understanding of the base protocol specification is necessary to understand the mapping described in this document. Familiarity with the Domain Name System (DNS) described in RFC 1034 [11] and RFC 1035 [12] and with DNS security extensions described in RFC 4033 [13], RFC 4034 [6], and RFC 4035 [7] is required to understand the DNS security concepts described in this document. The EPP mapping described in this document specifies a mechanism for the provisioning and management of DNS security extensions in a shared central repository. Information exchanged via this mapping can be extracted from the repository and used to publish DNSSEC delegation signer (DS) resource records as described in RFC 4034 [6]. 1.1. Conventions Used in This Document The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14, RFC 2119 [8]. In examples, "C:" represents lines sent by a protocol client, and "S:" represents lines returned by a protocol server. "////" is used to note element values that have been shortened to better fit page boundaries. Indentation and white space in examples is provided only to illustrate element relationships and is not a mandatory feature of this protocol. Hollenbeck Standards Track [Page 2] RFC 4310 EPP DNS Security Extensions Mapping November 2005 XML is case sensitive. Unless stated otherwise, XML specifications and examples provided in this document MUST be interpreted in the character case presented in order to develop a conforming implementation. 2. Object Attributes This extension adds additional elements to the EPP domain name mapping [2]. Only new element descriptions are described here. This document describes operational scenarios in which a client can create, add, remove, and replace delegation signer (DS) information. Key data associated with the DS information MAY be provided by the client, but the server is not obligated to use the key data. The server operator MAY also issue out-of-band DNS queries to retrieve the key data from the registered domain's apex in order to evaluate the received DS information. It is RECOMMENDED that the child zone operator have this key data online in the DNS tree to allow the parent zone administrator to validate the data as necessary. The key data SHOULD have the Secure Entry Point (SEP) bit set as described in RFC 3757 [9]. 2.1. Delegation Signer Information Delegation signer (DS) information is published by a DNS server to indicate that a child zone is digitally signed and that the parent zone recognizes the indicated key as a valid zone key for the child zone. A DS RR contains four fields: a key tag field, a key algorithm number octet, an octet identifying the digest algorithm used, and a digest field. See RFC 4034 [6] for specific field formats. 2.1.1. Public Key Information Public key information provided by a client maps to the DNSKEY RR presentation field formats described in section 2.2 of RFC 4034 [6]. A DNSKEY RR contains four fields: flags, a protocol octet, an algorithm number octet, and a public key. 2.2. Booleans Boolean values MUST be represented in the XML Schema format described in Part 2 of the W3C XML Schema recommendation [5]. Hollenbeck Standards Track [Page 3] RFC 4310 EPP DNS Security Extensions Mapping November 2005 2.3. Maximum Signature Lifetime Values Maximum signature lifetime values MUST be represented in seconds using an extended XML Schema "int" format. The base "int" format, which allows negative numbers, is described in Part 2 of the W3C XML Schema recommendation [5]. This format is further restricted to enforce a minimum value of one. 3. EPP Command Mapping A detailed description of the EPP syntax and semantics can be found in the EPP core protocol specification [1]. The command mappings described here are specifically for use in provisioning and managing DNS security extensions via EPP. 3.1. EPP Query Commands EPP provides three commands to retrieve object information: to determine if an object is known to the server, to retrieve detailed information associated with an object, and to retrieve object transfer status information. 3.1.1. EPP Command This extension does not add any elements to the EPP command or response described in the EPP domain mapping [2]. 3.1.2. EPP Command This extension does not add any elements to the EPP command described in the EPP domain mapping [2]. Additional elements are defined for the response. When an command has been processed successfully, the EPP element MUST contain child elements as described in the EPP domain mapping [2]. In addition, the EPP element MUST contain a child element that identifies the extension namespace and the location of the extension schema. The element contains the following child elements: One or more elements that describe the delegation signer data provided by the client for the domain. The element contains the following child elements: A element that contains a key tag value as described in section 5.1.1 of RFC 4034 [6]. Hollenbeck Standards Track [Page 4] RFC 4310 EPP DNS Security Extensions Mapping November 2005 A element that contains an algorithm value as described in section 5.1.2 of RFC 4034 [6]. A element that contains a digest type value as described in section 5.1.3 of RFC 4034 [6]. A element that contains a digest value as described in section 5.1.4 of RFC 4034 [6]. An OPTIONAL element that indicates a child's preference for the number of seconds after signature generation when the parent's signature on the DS information provided by the child will expire. A client SHOULD specify the same value for all elements associated with a domain. If the is not present, or if multiple values are requested, the default signature expiration policy of the server operator (as determined using an out-of-band mechanism) applies. An OPTIONAL element that describes the key data used as input in the DS hash calculation. The element contains the following child elements: A element that contains a flags field value as described in section 2.1.1 of RFC 4034 [6]. A element that contains a protocol field value as described in section 2.1.2 of RFC 4034 [6]. A element that contains an algorithm number field value as described in sections 2.1.3 of RFC 4034 [6]. A element that contains an encoded public key field value as described in sections 2.1.4 of RFC 4034 [6]. Example Response for a Secure Delegation: S: S: S: S: S: Command completed successfully S: Hollenbeck Standards Track [Page 5] RFC 4310 EPP DNS Security Extensions Mapping November 2005 S: S: S: example.com S: EXAMPLE1-REP S: S: jd1234 S: sh8013 S: sh8013 S: S: ns1.example.com S: ns2.example.com S: S: ns1.example.com S: ns2.example.com S: ClientX S: ClientY S: 1999-04-03T22:00:00.0Z S: ClientX S: 1999-12-03T09:00:00.0Z S: 2005-04-03T22:00:00.0Z S: 2000-04-08T09:00:00.0Z S: S: 2fooBAR S: S: S: S: S: S: S: 12345 S: 3 S: 1 S: 49FD46E6C4B45C55D4AC S: S: S: S: S: ABC-12345 S: 54322-XYZ S: S: S: Hollenbeck Standards Track [Page 6] RFC 4310 EPP DNS Security Extensions Mapping November 2005 Example Response for a Secure Delegation with OPTIONAL Data: S: S: S: S: S: Command completed successfully S: S: S: S: example.com S: EXAMPLE1-REP S: S: jd1234 S: sh8013 S: sh8013 S: S: ns1.example.com S: ns2.example.com S: S: ns1.example.com S: ns2.example.com S: ClientX S: ClientY S: 1999-04-03T22:00:00.0Z S: ClientX S: 1999-12-03T09:00:00.0Z S: 2005-04-03T22:00:00.0Z S: 2000-04-08T09:00:00.0Z S: S: 2fooBAR S: S: S: S: S: S: S: 12345 S: 3 Hollenbeck Standards Track [Page 7] RFC 4310 EPP DNS Security Extensions Mapping November 2005 S: 1 S: 49FD46E6C4B45C55D4AC S: 604800 S: S: 256 S: 3 S: 1 S: AQPJ////4Q== S: S: S: S: S: S: ABC-12345 S: 54322-XYZ S: S: S: An EPP error response MUST be returned if an command can not be processed for any reason. 3.1.3. EPP Command This extension does not add any elements to the EPP command or response described in the EPP domain mapping [2]. 3.2. EPP Transform Commands EPP provides five commands to transform objects: to create an instance of an object, to delete an instance of an object, to extend the validity period of an object, to manage object sponsorship changes, and to change information associated with an object. 3.2.1. EPP Command This extension defines additional elements for the EPP command described in the EPP domain mapping [2]. No additional elements are defined for the EPP response. The EPP command provides a transform operation that allows a client to create a domain object. In addition to the EPP command elements described in the EPP domain mapping [2], the command MUST contain an element. The element MUST contain a child element that identifies the extension namespace and the location of the extension schema. The element MUST contain one or more elements. Child elements of the element are described in Section 3.1.2. The element contains OPTIONAL and elements. The server MUST abort command processing and respond with an appropriate EPP error if the values provided by the client can not be accepted for syntax or policy reasons. Example Command for a Secure Delegation: C: C: C: C: C: C: example.com C: 2 C: C: ns1.example.com C: ns2.example.com C: C: jd1234 C: sh8013 C: sh8013 C: C: 2fooBAR C: C: C: C: C: C: C: 12345 C: 3 C: 1 C: 49FD46E6C4B45C55D4AC C: C: Hollenbeck Standards Track [Page 9] RFC 4310 EPP DNS Security Extensions Mapping November 2005 C: C: ABC-12345 C: C: Example Command for a Secure Delegation with OPTIONAL data: C: C: C: C: C: C: example.com C: 2 C: C: ns1.example.com C: ns2.example.com C: C: jd1234 C: sh8013 C: sh8013 C: C: 2fooBAR C: C: C: C: C: C: C: 12345 C: 3 C: 1 C: 49FD46E6C4B45C55D4AC C: 604800 C: C: 256 C: 3 C: 1 Hollenbeck Standards Track [Page 10] RFC 4310 EPP DNS Security Extensions Mapping November 2005 C: AQPJ////4Q== C: C: C: C: C: ABC-12345 C: C: When a command has been processed successfully, the EPP response is as described in the EPP domain mapping [2]. 3.2.2. EPP Command This extension does not add any elements to the EPP command or response described in the EPP domain mapping [2]. 3.2.3. EPP Command This extension does not add any elements to the EPP command or response described in the EPP domain mapping [2]. 3.2.4. EPP Command This extension does not add any elements to the EPP command or response described in the EPP domain mapping [2]. 3.2.5. EPP Command This extension defines additional elements for the EPP command described in the EPP domain mapping [2]. No additional elements are defined for the EPP response. The EPP command provides a transform operation that allows a client to modify the attributes of a domain object. In addition to the EPP command elements described in the EPP domain mapping, the command MUST contain an element. The element MUST contain a child element that identifies the extension namespace and the location of the extension schema. The element contains a element to add security information to a delegation, a element to remove security information from a delegation, or a element to replace security information with new security information. The element also contains an OPTIONAL "urgent" attribute that a client can use to ask the server operator to Hollenbeck Standards Track [Page 11] RFC 4310 EPP DNS Security Extensions Mapping November 2005 complete and implement the update request with high priority. This attribute accepts boolean values as described in Section 2.2; the default value is boolean false. "High priority" is relative to standard server operator policies that are determined using an out-of-band mechanism. The element is used to add DS information to an existing set. The element MUST contain one or more elements as described in Section 3.1.2. The element contains one or more elements that are used to remove DS data from a delegation. The element MUST contain a key tag value as described in section 5.1.1 of RFC 4034 [6]. Removing all DS information can remove the ability of the parent to secure the delegation to the child zone. The element is used to replace existing DS information with new DS information. The element MUST contain one or more elements as described in Section 3.1.2. The data in these elements is used to replace whatever other data is currently archived for the delegation. The element contains an OPTIONAL "urgent" attribute. In addition, the element contains OPTIONAL and elements. The server MUST abort command processing and respond with an appropriate EPP error if the values provided by the client can not be accepted for syntax or policy reasons. Example Command, Adding DS Data: C: C: C: C: C: C: example.com C: C: C: C: C: C: C: 12346 C: 3 C: 1 C: 38EC35D5B3A34B44C39B C: C: C: C: C: ABC-12345 C: C: Example Command, Removing DS Data: C: C: C: C: C: C: example.com C: C: C: C: C: C: 12345 C: C: C: C: ABC-12345 C: C: Hollenbeck Standards Track [Page 13] RFC 4310 EPP DNS Security Extensions Mapping November 2005 Example Urgent Command, Changing DS Data: C: C: C: C: C: C: example.com C: C: C: C: C: C: C: 12345 C: 3 C: 1 C: 49FD46E6C4B45C55D4AC C: C: C: C: C: ABC-12345 C: C: Example Command, Changing Data to Include OPTIONAL Data: C: C: C: C: C: Hollenbeck Standards Track [Page 14] RFC 4310 EPP DNS Security Extensions Mapping November 2005 C: example.com C: C: C: C: C: C: C: 12345 C: 3 C: 1 C: 49FD46E6C4B45C55D4AC C: 604800 C: C: 256 C: 3 C: 1 C: AQPJ////4Q== C: C: C: C: C: C: ABC-12345 C: C: When an extended command has been processed successfully, the EPP response is as described in the EPP domain mapping [2]. A server operator MUST return an EPP error result code of 2306 if an urgent update (noted with an "urgent" attribute value of boolean true) can not be completed with high priority. 4. Formal Syntax An EPP object mapping is specified in XML Schema notation. The formal syntax presented here is a complete schema representation of the object mapping suitable for automated validation of EPP XML instances. The BEGIN and END tags are not part of the schema; they are used to note the beginning and ending of the schema for URI registration purposes. Hollenbeck Standards Track [Page 15] RFC 4310 EPP DNS Security Extensions Mapping November 2005 BEGIN Extensible Provisioning Protocol v1.0 domain name extension schema for provisioning DNS security (DNSSEC) extensions. Hollenbeck Standards Track [Page 16] RFC 4310 EPP DNS Security Extensions Mapping November 2005 END Hollenbeck Standards Track [Page 17] RFC 4310 EPP DNS Security Extensions Mapping November 2005 5. Internationalization Considerations EPP is represented in XML, which provides native support for encoding information using the Unicode character set and its more compact representations including UTF-8 [14]. Conformant XML processors recognize both UTF-8 and UTF-16 [15]. Though XML includes provisions to identify and use other character encodings through use of an "encoding" attribute in an declaration, use of UTF-8 is RECOMMENDED in environments where parser encoding support incompatibility exists. As an extension of the EPP domain mapping [2], the elements, element content, attributes, and attribute values described in this document MUST inherit the internationalization conventions used to represent higher-layer domain and core protocol structures present in an XML instance that includes this extension. 6. IANA Considerations This document uses URNs to describe XML namespaces and XML schemas conforming to a registry mechanism described in RFC 3688 [10]. Two URI assignments have been completed by the IANA. Registration request for the extension namespace: URI: urn:ietf:params:xml:ns:secDNS-1.0 Registrant Contact: IESG XML: None. Namespace URIs do not represent an XML specification. Registration request for the extension XML schema: URI: urn:ietf:params:xml:schema:secDNS-1.0 Registrant Contact: IESG XML: See the "Formal Syntax" section of this document. 7. Security Considerations The mapping extensions described in this document do not provide any security services beyond those described by EPP [1], the EPP domain name mapping [2], and protocol layers used by EPP. The security considerations described in these other specifications apply to this specification as well. Hollenbeck Standards Track [Page 18] RFC 4310 EPP DNS Security Extensions Mapping November 2005 As with other domain object transforms, the EPP transform operations described in this document MUST be restricted to the sponsoring client as authenticated using the mechanisms described in sections 2.9.1.1 and 7 of RFC 3730 [1]. Any attempt to perform a transform operation on a domain object by any client other than the sponsoring client MUST be rejected with an appropriate EPP authorization error. The provisioning service described in this document involves the exchange of information that can have an operational impact on the DNS. A trust relationship MUST exist between the EPP client and server, and provisioning of public key information MUST only be done after the identities of both parties have been confirmed using a strong authentication mechanism. An EPP client might be acting as an agent for a zone administrator who wants to send delegation information to be signed and published by the server operator. Man-in-the-middle attacks are thus possible as a result of direct client activity or inadvertent client data manipulation. Acceptance of a false key by a server operator can produce significant operational consequences. The child and parent zones MUST be consistent to secure the delegation properly. In the absence of consistent signatures, the delegation will not appear in the secure name space, yielding untrustworthy query responses. If a key is compromised, a client can either remove the compromised information or update the delegation information via EPP commands using the "urgent" attribute. Operational scenarios requiring quick removal of a secure domain delegation can be implemented using a two-step process. First, security credentials can be removed using an "urgent" update as just described. The domain can then be removed from the parent zone by changing the status of the domain to either of the EPP "clientHold" or "serverHold" domain status values. The domain can also be removed from the zone using the EPP command, but this is a more drastic step that needs to be considered carefully before use. Data validity checking at the server requires computational resources. A purposeful or inadvertent denial-of-service attack is possible if a client requests some number of update operations that exceed a server's processing capabilities. Server operators SHOULD take steps to manage command load and command processing requirements to minimize the risk of a denial-of-service attack. The signature lifetime values provided by clients are requests that can be rejected. Blind acceptance by a server operator can have an adverse impact on a server's processing capabilities. Server Hollenbeck Standards Track [Page 19] RFC 4310 EPP DNS Security Extensions Mapping November 2005 operators SHOULD seriously consider adopting implementation rules to limit the range of acceptable signature lifetime values to counter potential adverse situations. 8. Acknowledgements The author would like to thank the following people who have provided significant contributions to the development of this document: David Blacka, Olafur Gudmundsson, Mark Kosters, Ed Lewis, Dan Massey, Marcos Sanz, Sam Weiler, and Ning Zhang. 9. References 9.1. Normative References [1] Hollenbeck, S., "Extensible Provisioning Protocol (EPP)", RFC 3730, March 2004. [2] Hollenbeck, S., "Extensible Provisioning Protocol (EPP) Domain Name Mapping", RFC 3731, March 2004. [3] Paoli, J., Sperberg-McQueen, C., Bray, T., and E. Maler, "Extensible Markup Language (XML) 1.0 (Second Edition)", W3C FirstEdition REC-xml-20001006, October 2000. [4] Maloney, M., Beech, D., Mendelsohn, N., and H. Thompson, "XML Schema Part 1: Structures", W3C REC REC-xmlschema-1-20010502, May 2001. [5] Malhotra, A. and P. Biron, "XML Schema Part 2: Datatypes", W3C REC REC-xmlschema-2-20010502, May 2001. [6] Arends, R., Austein, R., Larson, M., Massey, D., and S. Rose, "Resource Records for the DNS Security Extensions", RFC 4034, March 2005. [7] Arends, R., Austein, R., Larson, M., Massey, D., and S. Rose, "Protocol Modifications for the DNS Security Extensions", RFC 4035, March 2005. [8] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [9] Kolkman, O., Schlyter, J., and E. Lewis, "Domain Name System KEY (DNSKEY) Resource Record (RR) Secure Entry Point (SEP) Flag", RFC 3757, April 2004. Hollenbeck Standards Track [Page 20] RFC 4310 EPP DNS Security Extensions Mapping November 2005 [10] Mealling, M., "The IETF XML Registry", BCP 81, RFC 3688, January 2004. 9.2. Informative References [11] Mockapetris, P., "Domain names - concepts and facilities", STD 13, RFC 1034, November 1987. [12] Mockapetris, P., "Domain names - implementation and specification", STD 13, RFC 1035, November 1987. [13] Arends, R., Austein, R., Larson, M., Massey, D., and S. Rose, "DNS Security Introduction and Requirements", RFC 4033, March 2005. [14] Yergeau, F., "UTF-8, a transformation format of ISO 10646", STD 63, RFC 3629, November 2003. [15] Hoffman, P. and F. Yergeau, "UTF-16, an encoding of ISO 10646", RFC 2781, February 2000. Author's Address Scott Hollenbeck VeriSign, Inc. 21345 Ridgetop Circle Dulles, VA 20166-6503 US EMail: shollenbeck@verisign.com Hollenbeck Standards Track [Page 21] RFC 4310 EPP DNS Security Extensions Mapping November 2005 Full Copyright Statement Copyright (C) The Internet Society (2005). 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The IETF invites any interested party to bring to its attention any copyrights, patents or patent applications, or other proprietary rights that may cover technology that may be required to implement this standard. Please address the information to the IETF at ietf- ipr@ietf.org. Acknowledgement Funding for the RFC Editor function is currently provided by the Internet Society. Hollenbeck Standards Track [Page 22]